Forms and Documentation

Our License

Dukascopy Europe IBS AS, reg. No. 40003344762, with its legal address at: Lāčplēša iela 20A-1, Rīga, LV-1011 is a brokerage company that is fully regulated by The Markets in Financial Instruments Directive (MiFID) and locally implementing Financial Instrument Market Law (FITL).

The company has duly acquired a license issued by the Financial and Capital Market Commission (FKTK) which is Latvian Regulator for financial and capital market. You may review all the relevant information at FKTK’s web-page: http://www.fktk.lv/en/market/financial-instruments-market/investment-service-providers.html.

Below you can find all necessary forms and MiFID-related documents for your perusal.

Account Documentation

In order to simplify the account opening procedure, both individuals and legal entities are invited to consult the documents given below.

Account opening and additional documents:

• Terms and Conditions in use since 10/08/2017
• Release in use of telecommunication
• Agreement on Provision of Financial Services/Identification of BO in use since 03/07/2014 (outdated)
• Request For The Opening of an Account (For Legal Entities) in use since 18/08/2011
• Order Execution Policy in use since 01/12/2015
• Order Execution Policy Annex 1
• Risks in Derivatives Trading on the SWFX Swiss Forex Marketplace in use since 10/08/2017
• Fee Schedule in use since 01/07/2012 (with updates from 09/09/2015)
• Dispute Resolution Procedure
• Conflict of Interests Prevention Policy in use since 01/12/2015
• List of Authorized Users in use since 18/08/2011
• Revocation of Power of Attorney in use since 09/07/2010
• Withdrawal Form in use since 03/03/2013
• Identification Of The Beneficial Owner in use since 18/08/2011
• Joint Account Agreement in use since 17/09/2014

Archive documents:

• Marketplace Trading Agreement in use since 08/11/2012
• Request For The Opening of an Account (For Individuals) in use since 04/10/2013
• Request For The Opening of an Account (For Joint Accounts) in use since 04/10/2013
• Risks in Foreign Exchange Trading on the SWFX - Swiss FX Marketplace in use since 24/08/2011
• Bank Account Details in use since 18/08/2011
• Terms and Conditions in use since 18/06/2015
• Risks in Derivatives Trading on the SWFX Swiss Forex Marketplace in use since 16/12/2014

If you wish to contact Dukascopy Europe regarding the account opening documentation, please use the following contact details: [email protected], call us: +371 67 399 000 or alternatively ask for a call-back.