Forms and Documentation

Our License

Dukascopy Europe IBS AS, reg. No. 40003344762, with its legal address at: Lāčplēša iela 20A-1, Rīga, LV-1011 is a brokerage company that is fully regulated by The Markets in Financial Instruments Directive (MiFID II) and locally implementing Financial Instrument Market Law (FITL).

The company has duly acquired a license issued by the Financial and Capital Market Commission (FKTK) which is Latvian Regulator for financial and capital market. You may review all the relevant information at FKTK’s web-page: http://www.fktk.lv/en/market/financial-instruments-market/investment-service-providers.html.

Below you can find all necessary forms and MiFID-related documents for your perusal.

Account Documentation

In order to simplify the account opening procedure, both individuals and legal entities are invited to consult the documents given below.

Account opening and additional documents:

• Terms and Conditions in use since 02/04/2019
• Privacy Policy
• Release in use of telecommunication
• Order execution policy
• Order execution policy_Annex 1
• Risks in Derivatives Trading on the SWFX Swiss Forex Marketplace
• Dispute Resolution Procedure
• Conflict of Interest Prevention Policy
• Request for the Opening of an Account (For Legal Entities)
• Joint Account Agreement
• List of Authorized Users
• Revocation of Power of Attorney
• Withdrawal Form
• Indentification of the Beneficial Owner

Archive documents:

• Terms and Conditions (16/11/2018)
• Terms and Conditions (10/08/2017)
• Marketplace Trading Agreement (08/11/2012)
• Request For The Opening of an Account (For Individuals) (04/10/2013)
• Request For The Opening of an Account (For Joint Accounts) (04/10/2013)
• Risks in Foreign Exchange Trading on the SWFX - Swiss FX Marketplace (24/08/2011)
• Bank Account Details (18/08/2011)
• Terms and Conditions (18/06/2015)
• Risks in Derivatives Trading on the SWFX Swiss Forex Marketplace (16/12/2014)
• Agreement on Provision of Financial Services/Identification of BO (03/07/2014)
• Order Execution Policy (01/12/2015)
• Order Execution Policy Annex 1
• Conflict of Interests Prevention Policy (01/12/2015)

Key Information Documents:

• KID - CFD on Stock Index
• KID - CFD on Single Stocks
• KID - Rolling Spot Metals
• KID - CFD on Commodities
• KID - CFD on Rolling Spot FX
• KID - CFD on Cryptocurrencies

If you wish to contact Dukascopy Europe regarding the account opening documentation, please use the following contact details: send us a message, call us: +371 67 399 000 or alternatively ask for a call-back.