Investor Protection

According to the Investor Protection Law of the Republic of Latvia and the EU investor-compensation framework established by Directive 97/9/EC, investors may be entitled to compensation of up to EUR 20,000 for outstanding liabilities where an investment service provider is unable to meet its obligations in full and within the applicable time limits. Such inability is established where:

  1. Latvijas Banka has established that the investment service provider is unable to meet its obligations towards the investor in full and within the applicable time limits.
  2. A court judgment has entered into force declaring the investment service provider insolvent or ordering its liquidation, thereby preventing it from satisfying investors’ claims.

To receive compensation, the investor must submit an application to Latvijas Banka or a credit institution designated by Latvijas Banka. Information on the application procedure, compensation payment arrangements and applicable deadlines is published by Latvijas Banka on its website and in the official publication Latvijas Vēstnesis. The application must be submitted within two years from the date on which this information is published in Latvijas Vēstnesis.

  • The investor protection scheme does not cover losses resulting from changes in the price of financial instruments or where financial instruments become illiquid.
  • Compensation is not paid in the cases specified in Section 7 of the Investor Protection Law of the Republic of Latvia.

Further information about investor protection is available on the Latvijas Banka website.

Appropriateness Assessment (MiFID II)

In accordance with MiFID II, Dukascopy Europe assesses, where required, whether an investment service or financial instrument is appropriate for the client. For this purpose, clients are asked to provide information about their knowledge and experience relevant to the specific products or services.

This information helps Dukascopy Europe assess whether the client has the knowledge and experience necessary to understand the risks involved. If a product or service is considered not appropriate for the client, or if sufficient information is not provided, the client will be warned accordingly.

さらに詳しく知る

Protection of Client Funds

Dukascopy Europe holds client funds separately from its own funds in accounts designated for holding client funds, in accordance with applicable regulatory requirements. Client funds may not be used by Dukascopy Europe for its own account.

Funds belonging to clients may not be used to satisfy claims of Dukascopy Europe creditors, including where Dukascopy Europe is declared insolvent. Appropriate organisational and accounting arrangements are maintained to safeguard client funds and distinguish them from the company’s own funds.

資金を守るためのシステム

If your account is managed by a money manager or another authorised third party, the Equity Stop Loss Level allows you to set an account equity threshold. If the account equity reaches or falls below the level you set, open positions are closed, pending orders are cancelled and trading on the account is disabled.

The Equity Stop Loss Level is a risk-management tool and does not guarantee that positions will be closed at the exact level set. Depending on market conditions, the equity remaining after positions are closed may be lower than the selected level.

You can also deactivate managed trading through your client reports. Third-party management of an account requires an appropriate power of attorney.

他のトレーダーがお客様の口座で取引する場合(例えそれが自身の親しい人だとしても)、事前に我々にご連絡ください。この場合、お客様は今後の取引継続のため、前記の点に関する委任状にサインしていただく必要があります。

スリッページ・コントロール

Dukascopy Europe provides Max. Slippage functionality to help clients control the maximum permitted price deviation when orders are executed, particularly during volatile market conditions.

Where available, clients can set the maximum negative slippage permitted for an order. If Max. Slippage is set to 0, the order will not be executed at a price worse than the requested price. If the applicable price condition can no longer be met, the order may be rejected or cancelled. A lower slippage tolerance generally increases the probability that an order will not be executed.

For more information about Max. Slippage and order execution, please consult the Dukascopy Wiki.

Offers that seem too good to be true: Be cautious of investment opportunities presented as exceptionally attractive or requiring an immediate decision. Pressure to act quickly or transfer funds without sufficient time to assess the offer may be a warning sign of fraud.

ログインID、パスワード、PINコードなどのアクセスコードを他人に教えない

Never disclose your login details, password, PIN code or other security credentials to third parties. Money managers, service providers and other authorised persons should use the access rights specifically provided for them and should never ask you to share your personal credentials.

If you believe that your credentials may have been compromised, contact Dukascopy Europe immediately. When contacting Trading Support, appropriate identity verification may be required before instructions can be accepted or assistance provided.

FXにおける詐欺から身を守るために

To protect your funds, carefully assess any investment opportunity and remain alert to potential signs of fraud. Particular caution should be exercised if you encounter any of the situations described below.

  • 無計画な投資話: 「一日であなたをお金持ちにします」などと甘い話を騙るようなFX取引に関する話からは距離を置いてください。このようなタイプのFXに自分の貯蓄や、退職金、家を担保にしての資金などをつぎ込むようなことはしないでください。
  • 異常なハイ・パフォーマンス: 毎月30%から40%のリターンを約束したり、実現しそうにもない利益率を騙る人には注意してください。これら過大な利益を騙る人は、あなたの資金を騙しとるのを目的とした嘘であることが多いです。
  • FX取引に関するリスクの過小評価: あなたの損失を取り戻すなどと主張したり、投資にはリスクがないなどと騙る個人および企業には注意してください。FX取引は常に高いリスクを伴うものであり、投資の結果あなたの資金が全て失われる可能性もあります。
  • 会社情報が非開示: 会社情報などを開示していない相手とは取引しないでください。
  • Remittance of monies to a third party: An investor willing to use Dukascopy Europe’s services to trade his monies himself or by way of a money manager or third party must deposit his monies in an account opened in the investor's name.

休眠口座

Your account becomes "Dormant" if Dukascopy Europe IBS AS is no longer able to contact you. This may happen, in particular, if you change your domicile / contact details without informing us or if you pass away without appointing any attorney on your account who can be contacted. In case of dormancy, it might be difficult or impossible for Dukascopy Europe IBS AS to reestablish contact with you / your heirs. In order to avoid dormancy, Dukascopy Europe IBS AS recommends that you:

  • inform us immediately if you change your address, or if you use a different name, e.g. following marriage;
  • inform us if you go away for an extended period of time and arrange for correspondence;
  • inform a trusted person about your bank details. Dukascopy Europe IBS AS can only give information to such a person if you have first authorized him or her in writing to act on your behalf by filling out a special form;
  • あなたの資産および資産の預け先の銀行に関するリストを作成しておいてください。

CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. 70.39このプロバイダーでCFDを取引した場合、個人投資家口座の90%が損失を出しています。 Show more You should consider whether you understand how CFDs work and whether you can afford to take the high risk of losing your money. Show less